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How does the sign of the second derivative at a critical point classify it as a local maximum or minimum?

Topic 5.7 Using the Second Derivative Test to Determine Extrema: classify critical points using the sign of the second derivative.

A focused answer to AP Calculus AB Topic 5.7, using the sign of the second derivative at a critical point to classify it as a relative maximum or minimum, when the test is inconclusive, and how it compares to the first derivative test.

Generated by Claude Opus 4.88 min answer

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  1. What this topic is asking
  2. The test
  3. A worked classification
  4. When the test is inconclusive
  5. Choosing between the two tests
  6. The geometric picture

What this topic is asking

The College Board (Topic 5.7) gives the Second Derivative Test: at a critical point where f(c)=0f'(c) = 0, the sign of f(c)f''(c) classifies it. Concave down means a maximum; concave up means a minimum. You must apply it and know when it is inconclusive.

The test

A worked classification

When the test is inconclusive

The Second Derivative Test fails exactly when f(c)=0f''(c) = 0. For f(x)=x4f(x) = x^4, f(0)=0f'(0) = 0 and f(0)=0f''(0) = 0, so the test says nothing; but the First Derivative Test (or just inspection) shows a relative minimum. For f(x)=x3f(x) = x^3, again f(0)=0f''(0) = 0, and there the critical point is neither a max nor a min. Because f(c)=0f''(c) = 0 can accompany any of the three outcomes, the test simply cannot decide, and you must fall back on the sign change of ff'. Knowing this limit is itself examined.

Choosing between the two tests

The Second Derivative Test is often faster when ff'' is easy to compute and you only need a single evaluation per critical point, rather than testing the sign of ff' on intervals. But the First Derivative Test is more general: it works at critical points where ff' is undefined (cusps), and it never returns "inconclusive". A practical rule is to use the Second Derivative Test when ff'' is cheap and nonzero at the critical points, and the First Derivative Test otherwise. On free-response questions either test earns full credit, provided the justification cites the relevant derivative sign at the critical point. State f(c)f''(c)'s sign (or the sign change of ff') explicitly.

The geometric picture

The Second Derivative Test is easiest to remember through the shape of the graph at the critical point. A critical point sits at the bottom of a valley when the curve around it bends upward, which is exactly concave up, f(c)>0f''(c) > 0, and that bottom is a relative minimum. The same point sits at the top of a hill when the curve bends downward, concave down, f(c)<0f''(c) < 0, and that top is a relative maximum. Because the second derivative reports concavity, evaluating it at a horizontal-tangent critical point tells you immediately which way the curve cups, and therefore whether you are at a low point or a high point. Holding this valley-and-hill image alongside the algebra keeps the sign-to-conclusion direction correct: concave up cups upward to a minimum, concave down cups downward to a maximum. When f(c)f''(c) is exactly zero the curve is momentarily flat in its bending too, which is why no valley or hill is guaranteed and the test cannot decide.

Exam-style practice questions

Practice questions written in the style of College Board exam questions on this dot point, with worked answer explainers. The year tag is the paper they imitate, not the source.

AP 2021 (style)1 marksSection I (multiple choice, no calculator). If f(2)=0f'(2) = 0 and f(2)=5f''(2) = -5, then at x=2x = 2 the function ff has (A) a relative maximum (B) a relative minimum (C) a point of inflection (D) no conclusion
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The correct answer is (A), a relative maximum.

By the Second Derivative Test, f(2)=0f'(2) = 0 and f(2)<0f''(2) < 0 means the graph is concave down at the critical point, so ff has a relative maximum at x=2x = 2.

AP 2023 (style)3 marksSection II (free response, no calculator). Let f(x)=x36x2+9xf(x) = x^3 - 6x^2 + 9x. (a) Find the critical points. (b) Use the Second Derivative Test to classify each, with justification.
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A 3-point classification question.

(a) (1 point) f(x)=3x212x+9=3(x1)(x3)f'(x) = 3x^2 - 12x + 9 = 3(x-1)(x-3), critical points x=1x = 1 and x=3x = 3.
(b) (2 points) f(x)=6x12f''(x) = 6x - 12. At x=1x = 1: f(1)=6<0f''(1) = -6 < 0, concave down, relative maximum. At x=3x = 3: f(3)=6>0f''(3) = 6 > 0, concave up, relative minimum. Each conclusion is justified by the sign of ff'' at the critical point.

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