How does the sign of the second derivative at a critical point classify it as a local maximum or minimum?
Topic 5.7 Using the Second Derivative Test to Determine Extrema: classify critical points using the sign of the second derivative.
A focused answer to AP Calculus AB Topic 5.7, using the sign of the second derivative at a critical point to classify it as a relative maximum or minimum, when the test is inconclusive, and how it compares to the first derivative test.
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What this topic is asking
The College Board (Topic 5.7) gives the Second Derivative Test: at a critical point where , the sign of classifies it. Concave down means a maximum; concave up means a minimum. You must apply it and know when it is inconclusive.
The test
A worked classification
When the test is inconclusive
The Second Derivative Test fails exactly when . For , and , so the test says nothing; but the First Derivative Test (or just inspection) shows a relative minimum. For , again , and there the critical point is neither a max nor a min. Because can accompany any of the three outcomes, the test simply cannot decide, and you must fall back on the sign change of . Knowing this limit is itself examined.
Choosing between the two tests
The Second Derivative Test is often faster when is easy to compute and you only need a single evaluation per critical point, rather than testing the sign of on intervals. But the First Derivative Test is more general: it works at critical points where is undefined (cusps), and it never returns "inconclusive". A practical rule is to use the Second Derivative Test when is cheap and nonzero at the critical points, and the First Derivative Test otherwise. On free-response questions either test earns full credit, provided the justification cites the relevant derivative sign at the critical point. State 's sign (or the sign change of ) explicitly.
The geometric picture
The Second Derivative Test is easiest to remember through the shape of the graph at the critical point. A critical point sits at the bottom of a valley when the curve around it bends upward, which is exactly concave up, , and that bottom is a relative minimum. The same point sits at the top of a hill when the curve bends downward, concave down, , and that top is a relative maximum. Because the second derivative reports concavity, evaluating it at a horizontal-tangent critical point tells you immediately which way the curve cups, and therefore whether you are at a low point or a high point. Holding this valley-and-hill image alongside the algebra keeps the sign-to-conclusion direction correct: concave up cups upward to a minimum, concave down cups downward to a maximum. When is exactly zero the curve is momentarily flat in its bending too, which is why no valley or hill is guaranteed and the test cannot decide.
Exam-style practice questions
Practice questions written in the style of College Board exam questions on this dot point, with worked answer explainers. The year tag is the paper they imitate, not the source.
AP 2021 (style)1 marksSection I (multiple choice, no calculator). If and , then at the function has (A) a relative maximum (B) a relative minimum (C) a point of inflection (D) no conclusionShow worked answer →
The correct answer is (A), a relative maximum.
By the Second Derivative Test, and means the graph is concave down at the critical point, so has a relative maximum at .
AP 2023 (style)3 marksSection II (free response, no calculator). Let . (a) Find the critical points. (b) Use the Second Derivative Test to classify each, with justification.Show worked answer →
A 3-point classification question.
(a) (1 point) , critical points and .
(b) (2 points) . At : , concave down, relative maximum. At : , concave up, relative minimum. Each conclusion is justified by the sign of at the critical point.
Related dot points
- Topic 5.4 Using the First Derivative Test to Determine Relative (Local) Extrema: classify critical points using sign changes in the first derivative.
A focused answer to AP Calculus AB Topic 5.4, using sign changes of the first derivative to classify critical points as relative maxima, relative minima, or neither, with worked sign-chart classifications and the required justification.
- Topic 5.6 Determining Concavity of Functions over Their Domains: use the second derivative to find concavity and points of inflection.
A focused answer to AP Calculus AB Topic 5.6, using the sign of the second derivative to determine concavity and locate points of inflection, with worked sign-chart examples and the required inflection-point justification.
- Topic 5.2 Extreme Value Theorem, Global Versus Local Extrema, and Critical Points: identify critical points and distinguish local from global extrema.
A focused answer to AP Calculus AB Topic 5.2, stating the Extreme Value Theorem, defining critical points where the derivative is zero or undefined, and distinguishing global from local extrema, with worked examples.
- Topic 3.6 Calculating Higher-Order Derivatives: find second and higher-order derivatives and interpret their notation.
A focused answer to AP Calculus AB Topic 3.6, on second and higher-order derivatives, their notation, how to compute them by differentiating repeatedly, and what the second derivative means physically, with worked examples.
- Topic 5.9 Connecting a Function, Its First Derivative, and Its Second Derivative: justify conclusions about f using f-prime and f-double-prime.
A focused answer to AP Calculus AB Topic 5.9, drawing and justifying conclusions about a function from its first and second derivatives, including extrema and inflection justifications phrased with the correct derivative, with worked examples.
Sources & how we know this
- AP Calculus AB and BC Course and Exam Description — College Board (2020)